Responsibilities:
To ensure compliance and enhance efficiency through executing and monitoring transaction activity performed in
branches& business departments
To advise and report compliance activities to the head of compliance & AML & CFT monitoring transactions head
through the team head.
To assist the head of compliance in managing the compliance function
Conducting AML investigation on cases identified and through other channels liked fraud, business and other
external alerts (UAE central bank, other banks etc.).
Preparing AML reports like E.
Reporting AML and fraud STRs to UAE central bank.
Responding to enquiries from central bank.
Liaise with business units for enquiries.
Provide subject matter expertise within AML unit and to other business units. (Exhibited through handling of
queries and providing opinion to A questions raised internally).
Making recommendations related to the reporting of suspicious activity through ISTR & STR to central bank.
Provide constructive feedback to level 1team members based on analysis of escalated cases to improve the quality
of level one review and STR escalations.
Promote team work & peer reviews.( willingness to help, adaptability to team situations, sharing work load)
Manage escalations to ensure timely and effective resolution of issues.
Participate and involve in meetin to represent AML unit.
Continuous self-development professionally through training & professional certifications.
Involve in team development initiatives through sharing of best practices and knowledge related to A
Assist the unit head in preparation, finalizing, certification and re-certification of AML unit SOPs.
Ad hoc projects and ad hoc work, active participation and completion on time).
Contribute on any new enhancement for AML system Omni & attending the UATs.
Coordinate & monitor projec with IT & vendor related to AML transaction monitoring system.
Managing a investigation complex financial crime cases (Exhibiting forensic skills, utilizing available resources to dig information and find linkages, good decision making skills exhibited through conclusion and recommendations made on investigations ) and investigating the AML suspicious cases as per GCD standard time.(Ensuring investigations reach conclusions without delays through proper follow ups).
Improve the investigation of the cases and training the branches for providing the standard reply of the cases to
reduce compliance risk. (Exhibits good training skills and trainings get translated into improvement of output by the
branches).
Identify process, control gaps, and suggest ways to improve.
Preparing suspicious transactio reports (STRs) and other written investigati products to
support judgments, decision and recommendations.
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